DDM 6.1 to 7.0 upgrade fails "Content is not allowed in prolog"

• Type: Bug
• Status: Closed
• Resolution: No Longer Reproducible
• Affects Version/s: 7.0.1 CE GA2
• Fix Version/s: 7.0.1 CE GA2
• Component/s: Dynamic Data Mapping > Upgrades
• Labels:
  • KNOWNISSUES_DE70
  • LR7UPGRADE
  • bp-upgrades
• Fix Priority: 4
• Sprint: Sprint 16: May, 02 - May, 13
• Bug Type: Regression Bug

Reproduced on:
MySQL 5.7
ee-6.1.30 > ee-7.0.x c6fbd7e73814250bc20fe3b4b4fbf3fb9879dc0c.
Oracle 11g
ee-6.1.30 > ee-7.0.x c6fbd7e73814250bc20fe3b4b4fbf3fb9879dc0c.

Not Reproducible on:
MySQL 5.7
ee-6.2.10 > ee-7.0.x c6fbd7e73814250bc20fe3b4b4fbf3fb9879dc0c.
MySQL 5.7
ee-6.0.12 > ee-7.0.x c6fbd7e73814250bc20fe3b4b4fbf3fb9879dc0c.

Steps to Reproduce:

1. Import attached ee-6.1 sql dump into MySQL 5.7
2. Add attached data folder to 7.0 bundle
3. Set index read only property to true
   1. New file: com.liferay.portal.search.configuration.IndexStatusManagerConfiguration.cfg
   2. Property: indexReadOnly=true
4. Upgrade database to 7.0 using the upgrade tool in bundle/tools/portal-tools-db-upgrade-client
   • java -jar com.liferay.portal.tools.db.upgrade.client.jar

Expected Result:
Dynamic Data Mapping module upgrades without error.

Actual Result:
Error thrown when executing upgrade com.liferay.dynamic.data.mapping.service from 1.0.0-step-2 to 1.0.0

21:16:20,675 ERROR [main][com_liferay_portal_upgrade:97] Invocation to listener threw exception
java.lang.RuntimeException: com.liferay.portal.kernel.upgrade.UpgradeException: com.liferay.portal.kernel.exception.PortalException: com.liferay.portal.kernel.xml.DocumentException: Error on line 1 of document  : Content is not allowed in prolog. Nested exception: Content is not allowed in prolog.
	at com.liferay.portal.upgrade.internal.release.ReleaseManager$UpgradeInfosRunnable.run(ReleaseManager.java:402)
	at com.liferay.portal.output.stream.container.OutputStreamContainerFactoryTracker.runWithSwappedLog(OutputStreamContainerFactoryTracker.java:100)
	at com.liferay.portal.upgrade.internal.release.ReleaseManager.executeUpgradeInfos(ReleaseManager.java:241)
	at com.liferay.portal.upgrade.internal.release.ReleaseManager.doExecute(ReleaseManager.java:225)
	at com.liferay.portal.upgrade.internal.release.ReleaseManager$UpgradeInfoServiceTrackerMapListener.keyEmitted(ReleaseManager.java:352)
	at com.liferay.portal.upgrade.internal.release.ReleaseManager$UpgradeInfoServiceTrackerMapListener.keyEmitted(ReleaseManager.java:342)
	at com.liferay.osgi.service.tracker.collections.internal.map.ServiceTrackerMapImpl$DefaultEmitter.emit(ServiceTrackerMapImpl.java:222)
	at com.liferay.osgi.service.tracker.collections.map.PropertyServiceReferenceMapper.map(PropertyServiceReferenceMapper.java:43)
	at com.liferay.osgi.service.tracker.collections.internal.map.ServiceTrackerMapImpl$ServiceReferenceServiceTrackerCustomizer.addingService(ServiceTrackerMapImpl.java:261)
	at com.liferay.osgi.service.tracker.collections.internal.map.ServiceTrackerMapImpl$ServiceReferenceServiceTrackerCustomizer.addingService(ServiceTrackerMapImpl.java:248)
	at org.osgi.util.tracker.ServiceTracker$Tracked.customizerAdding(ServiceTracker.java:941)
	at org.osgi.util.tracker.ServiceTracker$Tracked.customizerAdding(ServiceTracker.java:1)
	at org.osgi.util.tracker.AbstractTracked.trackAdding(AbstractTracked.java:256)
	at org.osgi.util.tracker.AbstractTracked.track(AbstractTracked.java:229)
	at org.osgi.util.tracker.ServiceTracker$Tracked.serviceChanged(ServiceTracker.java:901)
	at org.eclipse.osgi.internal.serviceregistry.FilteredServiceListener.serviceChanged(FilteredServiceListener.java:109)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.dispatchEvent(BundleContextImpl.java:917)
	at org.eclipse.osgi.framework.eventmgr.EventManager.dispatchEvent(EventManager.java:230)
	at org.eclipse.osgi.framework.eventmgr.ListenerQueue.dispatchEventSynchronous(ListenerQueue.java:148)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.publishServiceEventPrivileged(ServiceRegistry.java:862)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.publishServiceEvent(ServiceRegistry.java:801)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistrationImpl.register(ServiceRegistrationImpl.java:127)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.registerService(ServiceRegistry.java:225)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:464)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:482)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:1001)
	at com.liferay.portal.upgrade.registry.UpgradeStepRegistratorTracker._register(UpgradeStepRegistratorTracker.java:140)
	at com.liferay.portal.upgrade.registry.UpgradeStepRegistratorTracker.register(UpgradeStepRegistratorTracker.java:56)
	at com.liferay.portal.spring.extender.internal.context.ModuleApplicationContextExtender$ModuleApplicationContextExtension._processInitialUpgrade(ModuleApplicationContextExtender.java:251)
	at com.liferay.portal.spring.extender.internal.context.ModuleApplicationContextExtender$ModuleApplicationContextExtension.start(ModuleApplicationContextExtender.java:224)
	at org.apache.felix.utils.extender.AbstractExtender.createExtension(AbstractExtender.java:259)
	at org.apache.felix.utils.extender.AbstractExtender.modifiedBundle(AbstractExtender.java:232)
	at org.apache.felix.utils.extender.AbstractExtender.addingBundle(AbstractExtender.java:192)
	at org.osgi.util.tracker.BundleTracker$Tracked.customizerAdding(BundleTracker.java:469)
	at org.osgi.util.tracker.BundleTracker$Tracked.customizerAdding(BundleTracker.java:1)
	at org.osgi.util.tracker.AbstractTracked.trackAdding(AbstractTracked.java:256)
	at org.osgi.util.tracker.AbstractTracked.trackInitial(AbstractTracked.java:183)
	at org.osgi.util.tracker.BundleTracker.open(BundleTracker.java:156)
	at org.apache.felix.utils.extender.AbstractExtender.startTracking(AbstractExtender.java:150)
	at org.apache.felix.utils.extender.AbstractExtender.doStart(AbstractExtender.java:142)
	at org.apache.felix.utils.extender.AbstractExtender.start(AbstractExtender.java:114)
	at com.liferay.portal.spring.extender.internal.context.ModuleApplicationContextExtender.activate(ModuleApplicationContextExtender.java:74)
	at sun.reflect.NativeMethodAccessorImpl.invoke0(Native Method)
	at sun.reflect.NativeMethodAccessorImpl.invoke(NativeMethodAccessorImpl.java:62)
	at sun.reflect.DelegatingMethodAccessorImpl.invoke(DelegatingMethodAccessorImpl.java:43)
	at java.lang.reflect.Method.invoke(Method.java:498)
	at org.apache.felix.scr.impl.helper.BaseMethod.invokeMethod(BaseMethod.java:222)
	at org.apache.felix.scr.impl.helper.BaseMethod.access$500(BaseMethod.java:37)
	at org.apache.felix.scr.impl.helper.BaseMethod$Resolved.invoke(BaseMethod.java:615)
	at org.apache.felix.scr.impl.helper.BaseMethod.invoke(BaseMethod.java:499)
	at org.apache.felix.scr.impl.helper.ActivateMethod.invoke(ActivateMethod.java:295)
	at org.apache.felix.scr.impl.manager.SingleComponentManager.createImplementationObject(SingleComponentManager.java:302)
	at org.apache.felix.scr.impl.manager.SingleComponentManager.createComponent(SingleComponentManager.java:113)
	at org.apache.felix.scr.impl.manager.SingleComponentManager.getService(SingleComponentManager.java:866)
	at org.apache.felix.scr.impl.manager.SingleComponentManager.getServiceInternal(SingleComponentManager.java:833)
	at org.apache.felix.scr.impl.manager.AbstractComponentManager.activateInternal(AbstractComponentManager.java:724)
	at org.apache.felix.scr.impl.manager.DependencyManager$SingleStaticCustomizer.addedService(DependencyManager.java:954)
	at org.apache.felix.scr.impl.manager.DependencyManager$SingleStaticCustomizer.addedService(DependencyManager.java:915)
	at org.apache.felix.scr.impl.manager.ServiceTracker$Tracked.customizerAdded(ServiceTracker.java:1215)
	at org.apache.felix.scr.impl.manager.ServiceTracker$Tracked.customizerAdded(ServiceTracker.java:1136)
	at org.apache.felix.scr.impl.manager.ServiceTracker$AbstractTracked.trackAdding(ServiceTracker.java:945)
	at org.apache.felix.scr.impl.manager.ServiceTracker$AbstractTracked.track(ServiceTracker.java:881)
	at org.apache.felix.scr.impl.manager.ServiceTracker$Tracked.serviceChanged(ServiceTracker.java:1167)
	at org.apache.felix.scr.impl.BundleComponentActivator$ListenerInfo.serviceChanged(BundleComponentActivator.java:120)
	at org.eclipse.osgi.internal.serviceregistry.FilteredServiceListener.serviceChanged(FilteredServiceListener.java:109)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.dispatchEvent(BundleContextImpl.java:917)
	at org.eclipse.osgi.framework.eventmgr.EventManager.dispatchEvent(EventManager.java:230)
	at org.eclipse.osgi.framework.eventmgr.ListenerQueue.dispatchEventSynchronous(ListenerQueue.java:148)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.publishServiceEventPrivileged(ServiceRegistry.java:862)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.publishServiceEvent(ServiceRegistry.java:801)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistrationImpl.register(ServiceRegistrationImpl.java:127)
	at org.eclipse.osgi.internal.serviceregistry.ServiceRegistry.registerService(ServiceRegistry.java:225)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:464)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:482)
	at org.eclipse.osgi.internal.framework.BundleContextImpl.registerService(BundleContextImpl.java:1001)
	at com.liferay.registry.internal.RegistryImpl.registerService(RegistryImpl.java:301)
	at com.liferay.portal.tools.DBUpgrader.main(DBUpgrader.java:109)
Caused by: com.liferay.portal.kernel.upgrade.UpgradeException: com.liferay.portal.kernel.exception.PortalException: com.liferay.portal.kernel.xml.DocumentException: Error on line 1 of document  : Content is not allowed in prolog. Nested exception: Content is not allowed in prolog.
	at com.liferay.portal.kernel.upgrade.UpgradeProcess.upgrade(UpgradeProcess.java:91)
	at com.liferay.portal.kernel.upgrade.UpgradeProcess.upgrade(UpgradeProcess.java:122)
	at com.liferay.portal.upgrade.internal.release.ReleaseManager$UpgradeInfosRunnable.run(ReleaseManager.java:381)
	... 76 more
Caused by: com.liferay.portal.kernel.exception.PortalException: com.liferay.portal.kernel.xml.DocumentException: Error on line 1 of document  : Content is not allowed in prolog. Nested exception: Content is not allowed in prolog.
	at com.liferay.dynamic.data.mapping.io.internal.DDMFormXSDDeserializerImpl.deserialize(DDMFormXSDDeserializerImpl.java:66)
	at com.liferay.dynamic.data.mapping.upgrade.v1_0_0.UpgradeDynamicDataMapping.upgradeTemplatesAndAddTemplateVersions(UpgradeDynamicDataMapping.java:1262)
	at com.liferay.dynamic.data.mapping.upgrade.v1_0_0.UpgradeDynamicDataMapping.doUpgrade(UpgradeDynamicDataMapping.java:241)
	at com.liferay.portal.kernel.upgrade.UpgradeProcess.upgrade(UpgradeProcess.java:88)
	... 78 more
Caused by: com.liferay.portal.kernel.xml.DocumentException: Error on line 1 of document  : Content is not allowed in prolog. Nested exception: Content is not allowed in prolog.
	at com.liferay.portal.xml.SAXReaderImpl.read(SAXReaderImpl.java:410)
	at com.liferay.portal.xml.SAXReaderImpl.read(SAXReaderImpl.java:386)
	at com.liferay.portal.xml.SAXReaderImpl.read(SAXReaderImpl.java:421)
	at com.liferay.dynamic.data.mapping.io.internal.DDMFormXSDDeserializerImpl.deserialize(DDMFormXSDDeserializerImpl.java:54)
	... 81 more
Caused by: org.dom4j.DocumentException: Error on line 1 of document  : Content is not allowed in prolog. Nested exception: Content is not allowed in prolog.
	at org.dom4j.io.SAXReader.read(SAXReader.java:482)
	at org.dom4j.io.SAXReader.read(SAXReader.java:365)
	at com.liferay.portal.xml.SAXReaderImpl.read(SAXReaderImpl.java:407)
	... 84 more